Plato's Republic and Nolan's Gotham, Part IV

For the past few weeks I’ve been writing posts on ways that I see Christopher Nolan’s Dark Knight Trilogy interacting with Plato’s Republic. I’m sure that next time I watch the films I will see even more connections, but for now I’m ready to move on to other topics. To cap off this series, here are three closing thoughts—or rather, as it turned out, three more posts combined together. 

First, although earlier I had written about Plato’s Allegory of the Cave, oddly enough I didn’t think much at all about the literal caves Bruce falls into, first in Batman Begins (the cave that becomes the Bat-Cave) and then in The Dark Knight Rises (the prison pit into which he is cast by Bane). Yet these also fit the allegory. 

The scene where young Bruce falls into the well on his family’s estate, and his father descends by a rope to pull him out, supports my suggestion that Thomas Wayne is the closest thing Gotham City has to a philosopher-king. In pulling his son out of the well, he resembles how the prisoner-turned-philosopher returns to the cave to free others of their ignorance. After all, he tells Bruce in that moment, “Don’t be afraid,” and fear is the result of ignorance. To quote Ducard again, “Men fear most what they cannot see.” 

Speaking of Ducard, this scene of Thomas and Bruce in the cave underlines the fundamental differences between Thomas and Ducard, his foil. Ducard, with his corrupted understanding of justice, cannot really lead anyone out of the cave, and while Thomas dispels fear, Ducard instead preys upon it. When Bruce is in the prison pit in The Dark Knight Rises, he learns that Ducard once descended into that cave to exact vengeance on those who killed his wife. Just as when he attacked Gotham in Batman Begins, he did not descend into the cave to liberate captives but to slaughter them. If Thomas represents the aristocratic soul, Ducard represents the tyrannical one.

As Timothy Lawrence and I discussed in a FilmFisher dialogue some years ago, the tension between Bruce and his alter-ego Batman corresponds to how Bruce is caught between these two mentors. The choice he faces is whether to become more like his father or more like Ducard. I see now that this conflict can be rephrased in Platonic terms: Will Bruce, having a timocratic soul driven by a love of honor, evolve into a wisdom-lover or devolve into someone who is ruled by his appetites? 

I think Bruce does become more like his father, and more like a philosopher, in the end. In Rises, he defies his fear in order to climb out of the prison pit; he liberates Gotham from the League of Shadows (again, “Shadows” suggests the shadows of the Plato’s cave); and finally, he passes the mantle of Gotham’s protector to Blake. Significantly, as I pointed out in that FilmFisher dialogue, well before I ever read Plato, “The first scene of the first film has Bruce falling into the cave, and the last shot of the last film has Blake rising on a platform in the cave.” If Thomas descended into the cave to lift out Bruce, Bruce descends into the cave to lift out Blake. Republic envisions a process by which the philosopher-kings would raise up and train their successors, and that succession is reflected in the beginning and end of the trilogy.

Second, for all the similarities between the films and Plato’s Republic, Nolan seems to refute the idea of using myths and useful falsehoods to govern the kallipolis. 

As Plato’s Socrates lays out a theoretical blueprint for the ideal republic, on two occasions Socrates devises a myth that would be used to convince the next generation to abide by the republic’s laws and prefer justice to injustice: The Myth of the Metals in Book III, and the Myth of Er in Book X. The Dark Knight ends and The Dark Knight Rises opens with a myth or useful falsehood invented by Batman. He convinces Jim Gordon to lie about the fate of Harvey Dent, in order to keep the city from being demoralized by Dent’s corruption. The lie does motivate the city to stamp out organized crime, but once the truth is revealed, the results are reversed, and the city is plunged into a worse chaos than before.

In contrast, The Dark Knight Rises concludes with Gotham receiving a true myth to inspire the citizens to justice. The city watches Batman fly the bomb away from the city. Although the audience knows that Bruce somehow escaped the detonation, this doesn’t drain the action of its meaning or nobility. He really did save the city. Blake thinks it unfair that people don’t know it was Bruce Wayne who saved them, but Gordon is right: “They know who it was; it was the Batman.” Earlier in the film, in two different scenes, Bruce/Batman had told Blake and then Gordon that the point of Batman’s secret identity is that “A hero can be anyone.” That is why a statue of Batman—a symbol of justice that can be embodied by anyone—is dedicated at the end of the film, not a statue of Bruce Wayne. This statue represents a better, truer Myth of the Metals or Myth of Er.

Third, I return to the way Plato treats the state of the just/unjust city as analogous to the state of the just/unjust soul. If Bruce becomes more just in the end, does Gotham? 

As I’ve already touched on above, Bruce can be said to become more just because of how he grows to resemble his father, and as I said in the first post, because of how he persists in pursuing justice even when no one rewards him for it. Indeed, when Bruce fakes his own death, for all Gotham City knows, he died a very unjust man. In the Republic, justice is a combination of moderation, courage, and wisdom, but any citizen would be forgiven for thinking Bruce was immoderate (“Look how he wasted his inheritance on pleasures!”) and cowardly (“Look how he ran for cover when the Joker attacked his home!”) and foolish (“Look how poorly he managed his company!”). In reality, the case could be made that Bruce is (or becomes) moderate, courageous, and wise. Moderate, he is never corrupted by the profligate playboy persona he plays before the public. Courageous, he overcomes his fears and holds to his conviction against killing even when he is sorely tempted to abandon it. Wise, he continues to seek after true justice and will not settle for the false alternatives propounded by Ducard (like Polemarchus, that justice involves doing harm to enemies), Falcone (like Thrasymachus, that justice is whatever benefits the strong), the Joker (embracing the view that Glaucon summarizes, that being just isn’t worth the effort), or Dent (that only chance is just).

But what about the city? In the previous post, I closed with the troubling suggestion that, because of its slide from aristocracy to tyranny over the course of three films, “Gotham City would seem to worse off at the end of the trilogy than at the beginning.” And so I find myself in arriving at the same answer as I did at the end of the dialogue I wrote with Tim: it doesn’t seem like Gotham is capable of becoming a just city. Bruce would seem to have failed to make it more just. Maybe Alfred is right and Bruce went about it all wrong, misdirecting his energies to be a guardian of the city as Batman and not doing enough to be a philosopher-king like his father.

However, this may be the result of asking the wrong question, the result of assessing Bruce by the wrong objective. In his own words, Bruce’s objective was never to make the city more just but to give it a vision of justice. He tells Alfred in Batman Begins, before returning to Gotham, that “People need dramatic examples to shake them out of apathy and I can't do that as Bruce Wayne. As a man, I'm flesh and blood, I can be ignored, I can be destroyed; but as a symbol—as a symbol I can be incorruptible, I can be everlasting.” And if that was the goal, he would seem to have succeeded in the end. Gotham does not become a just city, but with the example and symbol of Batman as its inspiration, it could become one yet.

Plato's Republic and Nolan's Gotham, Part III

[I have a theory that Christopher Nolan’s The Dark Knight Trilogy is influenced to some degree by Plato’s Republic. At the least, the two texts would make for good conversation partners. Plato draws correspondences between the just or unjust city and the just or unjust soul, and the films are as much about the struggle for justice in Gotham City as they are about Bruce Wayne’s struggle to become a just man. In this series of posts, I point out some potential links between the book and the films that occurred to me while re-reading Republic recently.]

Third, is Gotham City’s descent from order to chaos over the course of the three films a reflection of Socrates’ theory of how the ideal kallipolis can devolve into a tyranny? 

In Republic Book VIII, Socrates says there are five kinds of cities. His ideal, healthy city is the kallipolis ruled by an aristocracy of one or more wisdom-loving philosopher-kings. The other four are each “diseased cities,” diseased because they are ruled by leaders who love or live for something other than wisdom (p. 214 in the 1992 Grube & Reeves translation). They are the timocracy, in which the leaders love honor most of all; the oligarchy, in which the leaders love money and how it satisfies their necessary appetites; the democracy, in which the people use their liberty to follow their unnecessary appetites; and the tyranny, in which the city is terrorized by someone who is himself tyrannized by his own lawless appetites. Plato puts the five cities in this order because, as his Socrates sees it, the kallipolis—kind of like the nuclear bomb in The Dark Knight Rises—“must decay” sooner or later (216). The kallipolis will fall, not to external enemies, but to “civil war breaking out within the ruling group itself” (215). It will corrode from within. First, it will regress to a timocracy, which will then turn into an oligarchy, and so on.

I think that Gotham City reflects all five types of cities at different points in The Dark Knight Trilogy, and in this same order.

First, in the flashbacks of Batman Begins, Gotham is like the wisdom-loving aristocracy—or at least, it’s trying to be. Although he isn’t the mayor, the aristocratic Thomas Wayne is the spiritual leader of the city. He uses his billions to better the city and—like the philosopher-king compelled to go back down into the cave—he doesn’t sit idly by enjoying his privileges in his mansion on a hilltop outside the city, but works as a doctor in the city. That’s appropriate given how Plato portrays cities as either sick or healthy, and good rulers as good physicians. Thomas Wayne is seeking to find a way to cure Gotham’s citizens, both physically as individuals and economically as a whole, and he seems to be having some success—until he is killed by one of the very people he is trying to help. Then, just as the aristocrat’s son can become a timocrat if he sees how the love of wisdom seemed to fail his father, Bruce grows up to be someone more likely to jump into a fight to defend his honor than engage in philosophical inquiry. He drops out of college and tries to avenge his father.

Following Thomas Wayne’s death, the Gotham City of Batman Begins is a timocracy in that it is caught in a constant tug-of-war between two groups of people who are governed by codes of honor: the police and the Falcone crime family. On the one side, Commissioner Loeb hates Batman because, as a vigilante, he makes him look bad—that is, causes him to lose honor. Batman succeeding where the police have failed shows them to be too corrupt or inept to be the guardians of the city. On the other side, Falcone says to Bruce, “Yeah, you got spirit, kid. I'll give you that. More than your old man, anyway.” It is the people who are led by the spirited element of the tripartite soul who are most concerned with honor. 

Then, in The Dark Knight, Gotham City is more like an oligarchy. In the iconic bank heist opening, the banker allied with the mob tells the robbers that “criminals in this town used to believe in things. Honor. Respect.” Instead, as the Joker puts it to a mobster later in the film, “All you care about is money.” Indeed, much of the film is about money. Batman, Jim Gordon, and Harvey Dent are trying to cut off the mob’s sources of funding and put its leaders in prison on charges of racketeering. The mob hires the Joker to help them get their money back. A police officer’s debts drive her to betray Dent and Rachel.

The oligarchy continues into The Dark Knight Rises, although under a different guise. The money-laundering mob has been defeated, but now the great conflict in Gotham is between the haves and have-nots, which finally boils over into an open war. Bane deposes the oligarchy French Revolution-style—recall that the ending of the film quotes from A Tale of Two Cities—and he tells the downtrodden masses, “we give it back to you, the people. Gotham is yours. None shall interfere. Do as you please.” This sounds a lot like what Socrates says of citizens in the democracy: “each of them will arrange his own life in whatever manner pleases him” (227).

But, as Batman and his allies know, Bane’s Gotham isn’t really free. It is under the sway of whoever is holding the trigger to the nuclear bomb that is carted around the city. That person turns out to be the daughter of Henri Ducard, Batman’s nemesis in the first film, and all her actions are controlled by the all-consuming desire to finish his mission of destroying the city. Gotham is under her tyranny, and she herself is a slave to her own wrath and warped understanding of “true justice.” 

If this reading is correct, Gotham City would seem to worse off at the end of the trilogy than at the beginning. Ominously, Plato only portrays how a kallipolis can be lost, not how it can be gained, as if there were no way back from the brink of tyranny’s destruction. I’m going to think on that problem a bit more and return later with a fourth and final post in this series.

Plato's Republic and Nolan's Gotham, Part II

[I have a theory that Christopher Nolan’s The Dark Knight Trilogy is influenced to some degree by Plato’s Republic. At the least, the two texts would make for good conversation partners. Plato draws correspondences between the just or unjust city and the just or unjust soul, and the films are as much about the struggle for justice in Gotham City as they are about Bruce Wayne’s struggle to become a just man. In this series of posts, I point out some potential links between the book and the films that occurred to me while re-reading Republic recently.]

Second, are the actions of the League of Shadows in Batman Begins a parody of the Allegory of the Cave?

In Republic Book VII Socrates illustrates how the future rulers of the just city must be educated for public service by likening them to people who have lived all their lives chained in a cave, backs turned to the entrance. All these prisoners can see are shadows cast by a fire behind them. Consequently, “the prisoners … believe that the truth is nothing other than the shadows” (p. 187 in the 1992 Grube & Reeves translation). When a prisoner is freed, he learns—with painful difficulty at first as his eyes adjust to the light—that the two-dimensional shadows were cast by three-dimensional objects that are quite different from what he thought them to be, and that—what is even more startling and disorienting—there is a whole world outside the cave, illuminated by a gigantic sun, of which the fire in the cave was but a pale imitation. In the same way, the future ruler must be led away from ignorance and mistaking opinions for knowledge. Then, after being taught how to rightly perceive “the visible realm” (inside the cave) with his senses, he must be taught how to rightly perceive “the intelligible realm” (outside the cave) by the “the form of the good” (the sun) (189). Finally, after the “founders [of the city] … compel the best natures … to make the ascent and see the good,” those fortunate few must be compelled “to go down again to the prisoners in the cave” and lead them by the wisdom they’ve received (191).

At the beginning of Batman Begins, Bruce Wayne is likewise held in a prison, where he is found by the League of Shadows’ spokesperson, Henri Ducard. Bruce wound up in prison because he was seeking to understand the nature of justice by practicing injustice, but Ducard tells him this method has caused him to lose his way. Instead, Ducard tells him he should “devote [him]self to an ideal”—that is, he needs to seek the form of the good, the form of justice. Bruce is released from the darkness of his cell and journeys upward into the mountains to be trained by Ducard in the (mostly martial) arts needed to pursue what is advertised to him as “true justice.” Then, at the completion of his training, he learns that the League wants to send him back to Gotham. He was selected for this task, they say, because he is “Gotham’s favored son.” Like one of the select cave-dwellers, he was freed of his chains and brought into knowledge so that he would return to the people he left behind in the state of ignorance. However, the League’s charge to Bruce is that he help them destroy Gotham, not save it.

Not surprisingly, the League of Shadows’ definition of “true justice” is much narrower than what Socrates and his interlocutors determine in the Republic. In Book IV, justice is a balance of moderation, courage, and wisdom. Ducard also says, “Justice is balance,” but only of the retributive, eye-for-an-eye variety. (“You burned my house and left me for dead. Consider us even.”) But even on that front the League’s conception of justice is actually imbalanced. If according to Socrates justice is each one doing his own duty and each one’s rights being maintained, then the League presuming to have a prerogative to destroy a whole city, both the guilty and the guiltless together, is unjust. So although the League gave Bruce the impression that they could lead him all the way out of the cave and into the sunlight to behold the form of justice, they’ve only led him to where the fire is—or worse, to just another dead end inside the cave—trying to pass off their malformed understanding of justice as the real thing. Realizing their error and the threat they pose to the justice they claim to champion, Bruce’s right response is to use their own fire against them—literally. Their mountaintop castle explodes.

At the end of the film, Ducard and the League of Shadows reappear to carry out the mission Bruce refused—and their planned method for destroying the city again recalls the allegory. They use a device called a microwave emitter to release a fear toxin into the air that causes people to have waking nightmares and attack one another. Microwaves are along the same electromagnetic spectrum as visible light. So, the League of Shadows uses light to cast figures on the cave wall that would terrify the cave’s prisoners into self-destruction. Instead of descending into the cave to free the prisoners and show them that the shadows are not the reality, they descend into the cave to torture them by taking advantage of how, as Ducard puts it, “Men fear most what they cannot see.” 

Bruce, by contrast, takes Ducard’s original advice to pursue an indestructible ideal, which he does by creating Batman, an indestructible symbol to represent the ideal of justice. With that symbol he seeks to draw the eyes of Gotham out of the darkness of the cave and into the light. Fittingly, Gordon’s bat-symbol beacon is a moonlike mix of light and shadow in the night sky.

Plato’s Republic and Nolan’s Gotham, Part I

[I have a theory that Christopher Nolan’s The Dark Knight Trilogy is influenced to some degree by Plato’s Republic. At the least, the two texts would make for good conversation partners. Plato draws correspondences between the just or unjust city and the just or unjust soul, and the films are as much about the struggle for justice in Gotham City as they are about Bruce Wayne’s struggle to become a just man. In this series of posts, I point out some potential links between the book and the films that occurred to me while re-reading Republic recently.] 

First, is Lucius Fox’s sonar device in The Dark Knight a response to the myth of the Ring of Gyges? 

In Republic Book II Glaucon tells Socrates the story of Gyges to illustrate the commonplace belief “that one is never just willingly but only when compelled to be.” Gyges found a ring that made him invisible and used it to “do injustice with impunity.” Glaucon’s point is that, because “every man believes that injustice is far more profitable to himself than justice,” no one would use the ring any other way if he could get away with it  (p. 36 in the 1992 Grube & Reeves translation).

In The Dark Knight, the Joker believes something similar, that Gotham’s best citizens only act virtuously when it is socially reinforced: “You see, their morals, their code, it's a bad joke. Dropped at the first sign of trouble. They're only as good as the world allows them to be. I'll show you. When the chips are down, these, these civilized people, they'll eat each other.” 

But unbeknownst to the Joker, Bruce has access to a sonar device, courtesy of Lucius Fox, that works almost the same as the Ring of Gyges: it allows him to see anything happening anywhere in Gotham while not being seen. Bruce intends to use it only to find and catch the Joker, but because he recognizes its potential corrupting power, he has Lucius operate it instead, then destroy it—which he does. That Lucius can wield the power of the sonar device without abusing it, then freely let it go once it has served its one justifiable purpose, shows that the Joker is wrong. Even when the chips are down, there are people who will stick to their moral code. Or, to use Glaucon’s terms, there are people who will be just willingly and without compulsion, because they believe that injustice is ruinous in and of itself, even if no one punishes it, and that justice is profitable in and of itself, even if no one rewards it. Certainly, no one ever rewards Bruce and Lucius for their self-denying restraint, because no one else knows the sonar device ever existed. 

This last point reminds me of Blake’s complaint to Gordon in the next film, that no one in Gotham will ever know that it was Bruce Wayne who saved them. But that anonymity is precisely what shows that Bruce is a just man in the end.